Under AFSSIN Regulatory Investigation portfolio, it shall mean Financial Regulatory Investigation (FRI). We offer, assist and provide the following services:
- Review and assess the Notice of Regulatory Complaint, Subpoena or Summon. Regulatory here shall mean a Securities Exchange, Stock Exchange and Commission or a Central Bank.
- Review or collect documents, correspondence, electronic mails, board minutes and resolutions, shareholders resolutions and supporting documents.
- Assist in the preparation of response to the Regulatory Investigation or Non-Public Inspection.
- Assist in the formulation of defence strategy.
- Assist in consultation with your In-House Counsel and/or external lawyers.
You can either complete our Assessment Form available on our website of this tab OR contact us for a FREE consultation and to understand how AFSSIN paralegal services can be of assistance to you by completing the form below.